-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LjoGl8N0vBufaJ12rB+LBFEdkw0empnKJQrwEU5Miuui2tJUU9zppkko4NiSpEjb cw86DraQYasofOZodDUrrA== 0000950123-08-009372.txt : 20080812 0000950123-08-009372.hdr.sgml : 20080812 20080812124205 ACCESSION NUMBER: 0000950123-08-009372 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NMS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000915866 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042814586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43813 FILM NUMBER: 081008905 BUSINESS ADDRESS: STREET 1: 100 CROSSING BLVD CITY: FRAMINGHAM STATE: MA ZIP: 01702 BUSINESS PHONE: 5086501300 MAIL ADDRESS: STREET 1: 100 CROSSING BLVD. CITY: FRAMINGHAM STATE: MA ZIP: 01702 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL MICROSYSTEMS CORP DATE OF NAME CHANGE: 19931207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SC 13G 1 y65389sc13g.htm SCHEDULE 13G SC 13G
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. __)*
NMS Communications Corporation
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
629248105
 
(CUSIP Number)
August 4, 2008
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
Page 1 of 5
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

                       
SCHEDULE 13G
CUSIP No.
 
629248105 
  Page  
  of   
 Pages

 

           
1   NAME OF REPORTING PERSON

Lloyd I. Miller, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,147,937
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,436,799
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,147,937
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,436,799
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,584,736
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.6%
     
12   TYPE OF REPORTING PERSON
   
  IA-OO **
*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See Item 4

 


 

Page 3 of 5
     
Item 1(a). Name of Issuer:
  NMS Communications Corporation
 
   
Item 1(b). Address of Issuers’s Principal Executive Offices:
  100 Crossing Boulevard
 
  Framingham, Massachusetts 01702
 
   
Item 2(a). Name of Person Filing:
  Lloyd I. Miller, III
 
   
Item 2(b). Address of Principal Business Office or, if None, Residence:
  4550 Gordon Drive, Naples, Florida
 
  34102
 
   
Item 2(c). Citizenship:
  U.S.A.
 
   
Item 2(d). Title of Class of Securities:
  Common Stock
 
   
Item 2(e). CUSIP Number:
  629248105
Item 3.   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
     Not Applicable, this statement is filed pursuant to 13d-1(c)
Item 4.   OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 1,147,937 of the reported securities as a manager of a limited liability company that is the general partner of a certain limited partnership. The reporting person has shared voting and dispositive power with respect to 1,436,799 of the reported securities as an investment advisor to the trustee of a certain family trust.
     (a) 2,584,736
     (b) 5.6%
     (c) (i) sole voting power: 1,147,937
          (ii) shared voting power: 1,436,799
          (iii) sole dispositive power: 1,147,937
          (iv) shared dispositive power: 1,436,799
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
     Not Applicable
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
Item 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
     Not Applicable

 


 

Page 4 of 5
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
     Not Applicable
Item 9. NOTICE OF DISSOLUTION OF GROUP:
     Not Applicable
Item 10. CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

Page 5 of 5
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     Dated: August 12, 2008
  /s/ Lloyd I. Miller, III                  
 
 
 
Lloyd I. Miller, III
   

 

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